Ever-increasing cybersecurity breaches and continuing threats against financial services firms require investment adviser and broker-dealer compliance and IT professionals to have a robust program in place to protect client and firm information. Your clients and regulators fully expect no less.
The SEC is squarely focused on how firms assess their risks and vulnerabilities, prepare for a wide-variety of scenarios, train employees and implement concrete response plans in the event of an incident.
Examiners and enforcement staff have both been very active in the critical area of cybersecurity. Implementing cybersecurity strategies to ensure compliance is more important than ever.
Reserve your spot at IA Watch’s 4th Annual Cybersecurity for Financial Services conference, come to the Harvard Club in New York City on January 23 and go home with actionable details on: