Proven-in-Practice Guidance to Keep Your Compliance Program Sharp
Friday, June 7, 2019 | Fairmont Dallas | Dallas, TX
About the Conference
The environment for SEC-registered investment advisers is ever shifting. Exams are increasing for RIAs at record levels, enforcement is on the rise and the SEC is tackling some tough subjects in its rulemaking efforts — fiduciary duty and advertising chief among them. Gain critical insight into today’s latest trends and what is coming your way at IA Watch’s IA Compliance: The Full 360 Degree View Southwest conference on June 7 in Dallas.
You will benefit from IA Watch’s industry-leading blend of panels that include key regulators, your compliance peers, law firm partners and industry consultants.
IA Watch Subscribers Earn a Special $150 Discount
IA Watch is coming to Dallas for the first time to give you guidance on emerging regulatory trends, hot exam topics, important rules coming from the SEC and solutions to your most pressing challenges. Register today, join us in Dallas and hear…
- Today’s hottest regulatory issues highlighted so you’re not surprised.
- Steps to ensure your firm survives heightened interest in seniors.
- BCP techniques and testing that are proven-in-practice.
- Strategies to bolster your firm’s approach to cybersecurity.
- Advice to craft compliant social media and advertising messages.
- And much more.
You will also earn 6.5 CLEs/CPEs/CFPs.
For more than 20 years, IA Watch has offered the nation’s strongest conference guarantee: Gain insights into what regulatory changes are coming, practical advice, best practices and peer-tested guidance or we’ll refund your entire registration fee. No questions asked. We’re that confident that our award-winning editorial integrity will wow you.
Register today! We look forward to seeing you in Dallas.