IA Watch: The Full 360 Degrees

Proven-in-Practice Guidance to Keep Your Compliance Program Sharp

Friday, June 7, 2019  |  Fairmont Dallas  |  Dallas, TX

Agenda at a Glance

7:30 a.m. – 9:00 a.m.

Registration: Meet Our Exhibitors and Enjoy a Continental Breakfast


9:00 a.m. – 10:00 a.m.

Hot Topics: Ensure You’re Ready for the Big Regulatory Changes Ahead


10:00 a.m. – 10:30 a.m.

Refreshment Break in Our Exhibit Hall


10:30 a.m. – 11:15 a.m.

Business Continuity Planning: Lessons Learned from Your Peers and Regulators


11:15 a.m. – 12 Noon

Answering OCIE’s Call to Better Serve Senior Clients


12 Noon – 1:00 p.m.

Lunch: Network with Your Peers


1:00 p.m. – 2:00 p.m.

SEC Examinations and Enforcement: Focus Areas and Timely Prep Tips


2:00 p.m. – 3:00 p.m.

60 Minutes of Nothing but Great Compliance Best Practices


3:00 p.m. – 3:15 p.m.

Refreshment Break: Network with Your peers


3:15 p.m. – 4:00 p.m.

Mastering the Advertising Rule in an Age of New Media


4:00 p.m. – 4:45 p.m.

Cybersecurity: Tried and True Tactics to Counter Ever-Increasing Attacks


4:45 p.m.

Conference Adjourns