19th Annual Committment to Compliance

IA Compliance: Master Emerging Challenges
Best Practices • Tested Solutions • Regulatory Insights

Monday, September 16, 2019  |  The Inn at Penn  |  Philadelphia, PA

There's no need to wrestle with your toughest compliance challenges on your own. Join your peers in Philadelphia to discover best practices and insights into coming SEC initiatives.

Register to attend IA Watch's IA Compliance: Master Emerging Challenges conference in Philadelphia on September 16 and gain guidance to take your program to the next level — as well as to prepare for what's coming next. Nothing beats being in the know.

Sample what you're guaranteed to take home after attending IA Watch's Master Emerging IA Compliance Challenges conference in the City of Brotherly Love:

Best practices that apply across the entire spectrum of IA compliance

Tested processes to help you deal with your most pressing risks — and tips to uncover hidden ones

Steps to ensure you're ready for an OCIE exam

Other highlights include:

  • Tips to strengthen your firm's cybersecurity
  • Lessons from SEC enforcement cases
  • A peek at changes to the SEC's advertising rules
  • And much more.

Master Emerging IA Compliance Challenges Partners


Charles Schwab Cipperman Compliance Orion