Ever-increasing SEC examinations. A three-part fiduciary duty rulemaking proposal. A pending revamp of the Commission’s advertising rules. New Form ADV data being mined by the SEC. A laser focus on senior clients. Cybersecurity expectations for compliance. All this and much more dominate the collective conscious of IA compliance professionals.

Join your most astute peers at IA Watch’s IA Compliance: The Full 360 Degree View West conference in San Francisco on November 8th for critical insight on today’s compliance challenges. Take advantage of special savings, register today, join us in November and you’ll gain…

  • Tips to ready you and your firm for the coming regulatory changes
  • Key insights into what the new Form ADV data revealed and how the SEC will use it
  • Steps to ensure your firm survives examiners’ heightened interest in your senior investors
  • Details on SEC exam focus areas, common deficiencies and critical prep techniques
  • 60 minutes of nothing but winning compliance best practices from your peers
  • Advice on how to sidestep advertising compliance pitfalls in the age of new media
  • An update on the cybersecurity landscape and the SEC’s expectations for compliance
  • And much more.

BONUS! Your attendance qualifies you for access to IA Watch’s exclusive treasure trove of tools, including dozens of compliance templates, checklists and P&Ps to help keep your program sharp – and save you time and effort.